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• How to Write a Strong Hypothesis | Steps & Examples

How to Write a Strong Hypothesis | Steps & Examples

Published on May 6, 2022 by Shona McCombes . Revised on November 20, 2023.

A hypothesis is a statement that can be tested by scientific research. If you want to test a relationship between two or more variables, you need to write hypotheses before you start your experiment or data collection .

Example: Hypothesis

Daily apple consumption leads to fewer doctor’s visits.

Table of contents

What is a hypothesis, developing a hypothesis (with example), hypothesis examples, other interesting articles, frequently asked questions about writing hypotheses.

A hypothesis states your predictions about what your research will find. It is a tentative answer to your research question that has not yet been tested. For some research projects, you might have to write several hypotheses that address different aspects of your research question.

A hypothesis is not just a guess – it should be based on existing theories and knowledge. It also has to be testable, which means you can support or refute it through scientific research methods (such as experiments, observations and statistical analysis of data).

Variables in hypotheses

Hypotheses propose a relationship between two or more types of variables .

• An independent variable is something the researcher changes or controls.
• A dependent variable is something the researcher observes and measures.

If there are any control variables , extraneous variables , or confounding variables , be sure to jot those down as you go to minimize the chances that research bias  will affect your results.

In this example, the independent variable is exposure to the sun – the assumed cause . The dependent variable is the level of happiness – the assumed effect .

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Step 1. Ask a question

Writing a hypothesis begins with a research question that you want to answer. The question should be focused, specific, and researchable within the constraints of your project.

Step 2. Do some preliminary research

Your initial answer to the question should be based on what is already known about the topic. Look for theories and previous studies to help you form educated assumptions about what your research will find.

At this stage, you might construct a conceptual framework to ensure that you’re embarking on a relevant topic . This can also help you identify which variables you will study and what you think the relationships are between them. Sometimes, you’ll have to operationalize more complex constructs.

Step 3. Formulate your hypothesis

Now you should have some idea of what you expect to find. Write your initial answer to the question in a clear, concise sentence.

4. Refine your hypothesis

You need to make sure your hypothesis is specific and testable. There are various ways of phrasing a hypothesis, but all the terms you use should have clear definitions, and the hypothesis should contain:

• The relevant variables
• The specific group being studied
• The predicted outcome of the experiment or analysis

5. Phrase your hypothesis in three ways

To identify the variables, you can write a simple prediction in  if…then form. The first part of the sentence states the independent variable and the second part states the dependent variable.

In academic research, hypotheses are more commonly phrased in terms of correlations or effects, where you directly state the predicted relationship between variables.

If you are comparing two groups, the hypothesis can state what difference you expect to find between them.

6. Write a null hypothesis

If your research involves statistical hypothesis testing , you will also have to write a null hypothesis . The null hypothesis is the default position that there is no association between the variables. The null hypothesis is written as H 0 , while the alternative hypothesis is H 1 or H a .

• H 0 : The number of lectures attended by first-year students has no effect on their final exam scores.
• H 1 : The number of lectures attended by first-year students has a positive effect on their final exam scores.

If you want to know more about the research process , methodology , research bias , or statistics , make sure to check out some of our other articles with explanations and examples.

• Sampling methods
• Simple random sampling
• Stratified sampling
• Cluster sampling
• Likert scales
• Reproducibility

 Statistics

• Null hypothesis
• Statistical power
• Probability distribution
• Effect size
• Poisson distribution

Research bias

• Optimism bias
• Cognitive bias
• Implicit bias
• Hawthorne effect
• Anchoring bias
• Explicit bias

A hypothesis is not just a guess — it should be based on existing theories and knowledge. It also has to be testable, which means you can support or refute it through scientific research methods (such as experiments, observations and statistical analysis of data).

Null and alternative hypotheses are used in statistical hypothesis testing . The null hypothesis of a test always predicts no effect or no relationship between variables, while the alternative hypothesis states your research prediction of an effect or relationship.

Hypothesis testing is a formal procedure for investigating our ideas about the world using statistics. It is used by scientists to test specific predictions, called hypotheses , by calculating how likely it is that a pattern or relationship between variables could have arisen by chance.

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How to Write a Great Hypothesis

Hypothesis Definition, Format, Examples, and Tips

Verywell / Alex Dos Diaz

• The Scientific Method

Hypothesis Format

Falsifiability of a hypothesis.

• Operationalization

Hypothesis Types

Hypotheses examples.

• Collecting Data

A hypothesis is a tentative statement about the relationship between two or more variables. It is a specific, testable prediction about what you expect to happen in a study. It is a preliminary answer to your question that helps guide the research process.

Consider a study designed to examine the relationship between sleep deprivation and test performance. The hypothesis might be: "This study is designed to assess the hypothesis that sleep-deprived people will perform worse on a test than individuals who are not sleep-deprived."

At a Glance

A hypothesis is crucial to scientific research because it offers a clear direction for what the researchers are looking to find. This allows them to design experiments to test their predictions and add to our scientific knowledge about the world. This article explores how a hypothesis is used in psychology research, how to write a good hypothesis, and the different types of hypotheses you might use.

The Hypothesis in the Scientific Method

In the scientific method , whether it involves research in psychology, biology, or some other area, a hypothesis represents what the researchers think will happen in an experiment. The scientific method involves the following steps:

• Forming a question
• Performing background research
• Creating a hypothesis
• Designing an experiment
• Collecting data
• Analyzing the results
• Drawing conclusions
• Communicating the results

The hypothesis is a prediction, but it involves more than a guess. Most of the time, the hypothesis begins with a question which is then explored through background research. At this point, researchers then begin to develop a testable hypothesis.

Unless you are creating an exploratory study, your hypothesis should always explain what you  expect  to happen.

In a study exploring the effects of a particular drug, the hypothesis might be that researchers expect the drug to have some type of effect on the symptoms of a specific illness. In psychology, the hypothesis might focus on how a certain aspect of the environment might influence a particular behavior.

Remember, a hypothesis does not have to be correct. While the hypothesis predicts what the researchers expect to see, the goal of the research is to determine whether this guess is right or wrong. When conducting an experiment, researchers might explore numerous factors to determine which ones might contribute to the ultimate outcome.

In many cases, researchers may find that the results of an experiment  do not  support the original hypothesis. When writing up these results, the researchers might suggest other options that should be explored in future studies.

In many cases, researchers might draw a hypothesis from a specific theory or build on previous research. For example, prior research has shown that stress can impact the immune system. So a researcher might hypothesize: "People with high-stress levels will be more likely to contract a common cold after being exposed to the virus than people who have low-stress levels."

In other instances, researchers might look at commonly held beliefs or folk wisdom. "Birds of a feather flock together" is one example of folk adage that a psychologist might try to investigate. The researcher might pose a specific hypothesis that "People tend to select romantic partners who are similar to them in interests and educational level."

Elements of a Good Hypothesis

So how do you write a good hypothesis? When trying to come up with a hypothesis for your research or experiments, ask yourself the following questions:

• Is your hypothesis based on your research on a topic?
• Can your hypothesis be tested?
• Does your hypothesis include independent and dependent variables?

Before you come up with a specific hypothesis, spend some time doing background research. Once you have completed a literature review, start thinking about potential questions you still have. Pay attention to the discussion section in the  journal articles you read . Many authors will suggest questions that still need to be explored.

How to Formulate a Good Hypothesis

To form a hypothesis, you should take these steps:

• Collect as many observations about a topic or problem as you can.
• Evaluate these observations and look for possible causes of the problem.
• Create a list of possible explanations that you might want to explore.
• After you have developed some possible hypotheses, think of ways that you could confirm or disprove each hypothesis through experimentation. This is known as falsifiability.

In the scientific method ,  falsifiability is an important part of any valid hypothesis. In order to test a claim scientifically, it must be possible that the claim could be proven false.

Students sometimes confuse the idea of falsifiability with the idea that it means that something is false, which is not the case. What falsifiability means is that  if  something was false, then it is possible to demonstrate that it is false.

One of the hallmarks of pseudoscience is that it makes claims that cannot be refuted or proven false.

The Importance of Operational Definitions

A variable is a factor or element that can be changed and manipulated in ways that are observable and measurable. However, the researcher must also define how the variable will be manipulated and measured in the study.

Operational definitions are specific definitions for all relevant factors in a study. This process helps make vague or ambiguous concepts detailed and measurable.

For example, a researcher might operationally define the variable " test anxiety " as the results of a self-report measure of anxiety experienced during an exam. A "study habits" variable might be defined by the amount of studying that actually occurs as measured by time.

These precise descriptions are important because many things can be measured in various ways. Clearly defining these variables and how they are measured helps ensure that other researchers can replicate your results.

Replicability

One of the basic principles of any type of scientific research is that the results must be replicable.

Replication means repeating an experiment in the same way to produce the same results. By clearly detailing the specifics of how the variables were measured and manipulated, other researchers can better understand the results and repeat the study if needed.

Some variables are more difficult than others to define. For example, how would you operationally define a variable such as aggression ? For obvious ethical reasons, researchers cannot create a situation in which a person behaves aggressively toward others.

To measure this variable, the researcher must devise a measurement that assesses aggressive behavior without harming others. The researcher might utilize a simulated task to measure aggressiveness in this situation.

Hypothesis Checklist

• Does your hypothesis focus on something that you can actually test?
• Does your hypothesis include both an independent and dependent variable?
• Can you manipulate the variables?
• Can your hypothesis be tested without violating ethical standards?

The hypothesis you use will depend on what you are investigating and hoping to find. Some of the main types of hypotheses that you might use include:

• Simple hypothesis : This type of hypothesis suggests there is a relationship between one independent variable and one dependent variable.
• Complex hypothesis : This type suggests a relationship between three or more variables, such as two independent and dependent variables.
• Null hypothesis : This hypothesis suggests no relationship exists between two or more variables.
• Alternative hypothesis : This hypothesis states the opposite of the null hypothesis.
• Statistical hypothesis : This hypothesis uses statistical analysis to evaluate a representative population sample and then generalizes the findings to the larger group.
• Logical hypothesis : This hypothesis assumes a relationship between variables without collecting data or evidence.

A hypothesis often follows a basic format of "If {this happens} then {this will happen}." One way to structure your hypothesis is to describe what will happen to the  dependent variable  if you change the  independent variable .

The basic format might be: "If {these changes are made to a certain independent variable}, then we will observe {a change in a specific dependent variable}."

A few examples of simple hypotheses:

• "Students who eat breakfast will perform better on a math exam than students who do not eat breakfast."
• "Students who experience test anxiety before an English exam will get lower scores than students who do not experience test anxiety."​
• "Motorists who talk on the phone while driving will be more likely to make errors on a driving course than those who do not talk on the phone."
• "Children who receive a new reading intervention will have higher reading scores than students who do not receive the intervention."

Examples of a complex hypothesis include:

• "People with high-sugar diets and sedentary activity levels are more likely to develop depression."
• "Younger people who are regularly exposed to green, outdoor areas have better subjective well-being than older adults who have limited exposure to green spaces."

Examples of a null hypothesis include:

• "There is no difference in anxiety levels between people who take St. John's wort supplements and those who do not."
• "There is no difference in scores on a memory recall task between children and adults."
• "There is no difference in aggression levels between children who play first-person shooter games and those who do not."

Examples of an alternative hypothesis:

• "People who take St. John's wort supplements will have less anxiety than those who do not."
• "Adults will perform better on a memory task than children."
• "Children who play first-person shooter games will show higher levels of aggression than children who do not." 

Collecting Data on Your Hypothesis

Once a researcher has formed a testable hypothesis, the next step is to select a research design and start collecting data. The research method depends largely on exactly what they are studying. There are two basic types of research methods: descriptive research and experimental research.

Descriptive Research Methods

Descriptive research such as  case studies ,  naturalistic observations , and surveys are often used when  conducting an experiment is difficult or impossible. These methods are best used to describe different aspects of a behavior or psychological phenomenon.

Once a researcher has collected data using descriptive methods, a  correlational study  can examine how the variables are related. This research method might be used to investigate a hypothesis that is difficult to test experimentally.

Experimental Research Methods

Experimental methods  are used to demonstrate causal relationships between variables. In an experiment, the researcher systematically manipulates a variable of interest (known as the independent variable) and measures the effect on another variable (known as the dependent variable).

Unlike correlational studies, which can only be used to determine if there is a relationship between two variables, experimental methods can be used to determine the actual nature of the relationship—whether changes in one variable actually  cause  another to change.

The hypothesis is a critical part of any scientific exploration. It represents what researchers expect to find in a study or experiment. In situations where the hypothesis is unsupported by the research, the research still has value. Such research helps us better understand how different aspects of the natural world relate to one another. It also helps us develop new hypotheses that can then be tested in the future.

Thompson WH, Skau S. On the scope of scientific hypotheses .  R Soc Open Sci . 2023;10(8):230607. doi:10.1098/rsos.230607

Taran S, Adhikari NKJ, Fan E. Falsifiability in medicine: what clinicians can learn from Karl Popper [published correction appears in Intensive Care Med. 2021 Jun 17;:].  Intensive Care Med . 2021;47(9):1054-1056. doi:10.1007/s00134-021-06432-z

Eyler AA. Research Methods for Public Health . 1st ed. Springer Publishing Company; 2020. doi:10.1891/9780826182067.0004

Nosek BA, Errington TM. What is replication ?  PLoS Biol . 2020;18(3):e3000691. doi:10.1371/journal.pbio.3000691

Aggarwal R, Ranganathan P. Study designs: Part 2 - Descriptive studies .  Perspect Clin Res . 2019;10(1):34-36. doi:10.4103/picr.PICR_154_18

Nevid J. Psychology: Concepts and Applications. Wadworth, 2013.

By Kendra Cherry, MSEd Kendra Cherry, MS, is a psychosocial rehabilitation specialist, psychology educator, and author of the "Everything Psychology Book."

2.4 Developing a Hypothesis

Learning objectives.

• Distinguish between a theory and a hypothesis.
• Discover how theories are used to generate hypotheses and how the results of studies can be used to further inform theories.
• Understand the characteristics of a good hypothesis.

Theories and Hypotheses

Before describing how to develop a hypothesis it is imporant to distinguish betwee a theory and a hypothesis. A  theory  is a coherent explanation or interpretation of one or more phenomena. Although theories can take a variety of forms, one thing they have in common is that they go beyond the phenomena they explain by including variables, structures, processes, functions, or organizing principles that have not been observed directly. Consider, for example, Zajonc’s theory of social facilitation and social inhibition. He proposed that being watched by others while performing a task creates a general state of physiological arousal, which increases the likelihood of the dominant (most likely) response. So for highly practiced tasks, being watched increases the tendency to make correct responses, but for relatively unpracticed tasks, being watched increases the tendency to make incorrect responses. Notice that this theory—which has come to be called drive theory—provides an explanation of both social facilitation and social inhibition that goes beyond the phenomena themselves by including concepts such as “arousal” and “dominant response,” along with processes such as the effect of arousal on the dominant response.

Outside of science, referring to an idea as a theory often implies that it is untested—perhaps no more than a wild guess. In science, however, the term theory has no such implication. A theory is simply an explanation or interpretation of a set of phenomena. It can be untested, but it can also be extensively tested, well supported, and accepted as an accurate description of the world by the scientific community. The theory of evolution by natural selection, for example, is a theory because it is an explanation of the diversity of life on earth—not because it is untested or unsupported by scientific research. On the contrary, the evidence for this theory is overwhelmingly positive and nearly all scientists accept its basic assumptions as accurate. Similarly, the “germ theory” of disease is a theory because it is an explanation of the origin of various diseases, not because there is any doubt that many diseases are caused by microorganisms that infect the body.

A  hypothesis , on the other hand, is a specific prediction about a new phenomenon that should be observed if a particular theory is accurate. It is an explanation that relies on just a few key concepts. Hypotheses are often specific predictions about what will happen in a particular study. They are developed by considering existing evidence and using reasoning to infer what will happen in the specific context of interest. Hypotheses are often but not always derived from theories. So a hypothesis is often a prediction based on a theory but some hypotheses are a-theoretical and only after a set of observations have been made, is a theory developed. This is because theories are broad in nature and they explain larger bodies of data. So if our research question is really original then we may need to collect some data and make some observation before we can develop a broader theory.

Theories and hypotheses always have this  if-then  relationship. “ If   drive theory is correct,  then  cockroaches should run through a straight runway faster, and a branching runway more slowly, when other cockroaches are present.” Although hypotheses are usually expressed as statements, they can always be rephrased as questions. “Do cockroaches run through a straight runway faster when other cockroaches are present?” Thus deriving hypotheses from theories is an excellent way of generating interesting research questions.

But how do researchers derive hypotheses from theories? One way is to generate a research question using the techniques discussed in this chapter  and then ask whether any theory implies an answer to that question. For example, you might wonder whether expressive writing about positive experiences improves health as much as expressive writing about traumatic experiences. Although this  question  is an interesting one  on its own, you might then ask whether the habituation theory—the idea that expressive writing causes people to habituate to negative thoughts and feelings—implies an answer. In this case, it seems clear that if the habituation theory is correct, then expressive writing about positive experiences should not be effective because it would not cause people to habituate to negative thoughts and feelings. A second way to derive hypotheses from theories is to focus on some component of the theory that has not yet been directly observed. For example, a researcher could focus on the process of habituation—perhaps hypothesizing that people should show fewer signs of emotional distress with each new writing session.

Among the very best hypotheses are those that distinguish between competing theories. For example, Norbert Schwarz and his colleagues considered two theories of how people make judgments about themselves, such as how assertive they are (Schwarz et al., 1991) [1] . Both theories held that such judgments are based on relevant examples that people bring to mind. However, one theory was that people base their judgments on the  number  of examples they bring to mind and the other was that people base their judgments on how  easily  they bring those examples to mind. To test these theories, the researchers asked people to recall either six times when they were assertive (which is easy for most people) or 12 times (which is difficult for most people). Then they asked them to judge their own assertiveness. Note that the number-of-examples theory implies that people who recalled 12 examples should judge themselves to be more assertive because they recalled more examples, but the ease-of-examples theory implies that participants who recalled six examples should judge themselves as more assertive because recalling the examples was easier. Thus the two theories made opposite predictions so that only one of the predictions could be confirmed. The surprising result was that participants who recalled fewer examples judged themselves to be more assertive—providing particularly convincing evidence in favor of the ease-of-retrieval theory over the number-of-examples theory.

Theory Testing

The primary way that scientific researchers use theories is sometimes called the hypothetico-deductive method  (although this term is much more likely to be used by philosophers of science than by scientists themselves). A researcher begins with a set of phenomena and either constructs a theory to explain or interpret them or chooses an existing theory to work with. He or she then makes a prediction about some new phenomenon that should be observed if the theory is correct. Again, this prediction is called a hypothesis. The researcher then conducts an empirical study to test the hypothesis. Finally, he or she reevaluates the theory in light of the new results and revises it if necessary. This process is usually conceptualized as a cycle because the researcher can then derive a new hypothesis from the revised theory, conduct a new empirical study to test the hypothesis, and so on. As  Figure 2.2  shows, this approach meshes nicely with the model of scientific research in psychology presented earlier in the textbook—creating a more detailed model of “theoretically motivated” or “theory-driven” research.

Figure 2.2 Hypothetico-Deductive Method Combined With the General Model of Scientific Research in Psychology Together they form a model of theoretically motivated research.

As an example, let us consider Zajonc’s research on social facilitation and inhibition. He started with a somewhat contradictory pattern of results from the research literature. He then constructed his drive theory, according to which being watched by others while performing a task causes physiological arousal, which increases an organism’s tendency to make the dominant response. This theory predicts social facilitation for well-learned tasks and social inhibition for poorly learned tasks. He now had a theory that organized previous results in a meaningful way—but he still needed to test it. He hypothesized that if his theory was correct, he should observe that the presence of others improves performance in a simple laboratory task but inhibits performance in a difficult version of the very same laboratory task. To test this hypothesis, one of the studies he conducted used cockroaches as subjects (Zajonc, Heingartner, & Herman, 1969) [2] . The cockroaches ran either down a straight runway (an easy task for a cockroach) or through a cross-shaped maze (a difficult task for a cockroach) to escape into a dark chamber when a light was shined on them. They did this either while alone or in the presence of other cockroaches in clear plastic “audience boxes.” Zajonc found that cockroaches in the straight runway reached their goal more quickly in the presence of other cockroaches, but cockroaches in the cross-shaped maze reached their goal more slowly when they were in the presence of other cockroaches. Thus he confirmed his hypothesis and provided support for his drive theory. (Zajonc also showed that drive theory existed in humans (Zajonc & Sales, 1966) [3] in many other studies afterward).

Incorporating Theory into Your Research

When you write your research report or plan your presentation, be aware that there are two basic ways that researchers usually include theory. The first is to raise a research question, answer that question by conducting a new study, and then offer one or more theories (usually more) to explain or interpret the results. This format works well for applied research questions and for research questions that existing theories do not address. The second way is to describe one or more existing theories, derive a hypothesis from one of those theories, test the hypothesis in a new study, and finally reevaluate the theory. This format works well when there is an existing theory that addresses the research question—especially if the resulting hypothesis is surprising or conflicts with a hypothesis derived from a different theory.

To use theories in your research will not only give you guidance in coming up with experiment ideas and possible projects, but it lends legitimacy to your work. Psychologists have been interested in a variety of human behaviors and have developed many theories along the way. Using established theories will help you break new ground as a researcher, not limit you from developing your own ideas.

Characteristics of a Good Hypothesis

There are three general characteristics of a good hypothesis. First, a good hypothesis must be testable and falsifiable . We must be able to test the hypothesis using the methods of science and if you’ll recall Popper’s falsifiability criterion, it must be possible to gather evidence that will disconfirm the hypothesis if it is indeed false. Second, a good hypothesis must be  logical. As described above, hypotheses are more than just a random guess. Hypotheses should be informed by previous theories or observations and logical reasoning. Typically, we begin with a broad and general theory and use  deductive reasoning to generate a more specific hypothesis to test based on that theory. Occasionally, however, when there is no theory to inform our hypothesis, we use  inductive reasoning  which involves using specific observations or research findings to form a more general hypothesis. Finally, the hypothesis should be  positive.  That is, the hypothesis should make a positive statement about the existence of a relationship or effect, rather than a statement that a relationship or effect does not exist. As scientists, we don’t set out to show that relationships do not exist or that effects do not occur so our hypotheses should not be worded in a way to suggest that an effect or relationship does not exist. The nature of science is to assume that something does not exist and then seek to find evidence to prove this wrong, to show that really it does exist. That may seem backward to you but that is the nature of the scientific method. The underlying reason for this is beyond the scope of this chapter but it has to do with statistical theory.

Key Takeaways

• A theory is broad in nature and explains larger bodies of data. A hypothesis is more specific and makes a prediction about the outcome of a particular study.
• Working with theories is not “icing on the cake.” It is a basic ingredient of psychological research.
• Like other scientists, psychologists use the hypothetico-deductive method. They construct theories to explain or interpret phenomena (or work with existing theories), derive hypotheses from their theories, test the hypotheses, and then reevaluate the theories in light of the new results.
• Practice: Find a recent empirical research report in a professional journal. Read the introduction and highlight in different colors descriptions of theories and hypotheses.
• Schwarz, N., Bless, H., Strack, F., Klumpp, G., Rittenauer-Schatka, H., & Simons, A. (1991). Ease of retrieval as information: Another look at the availability heuristic.  Journal of Personality and Social Psychology, 61 , 195–202. ↵
• Zajonc, R. B., Heingartner, A., & Herman, E. M. (1969). Social enhancement and impairment of performance in the cockroach.  Journal of Personality and Social Psychology, 13 , 83–92. ↵
• Zajonc, R.B. & Sales, S.M. (1966). Social facilitation of dominant and subordinate responses. Journal of Experimental Social Psychology, 2 , 160-168. ↵

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Biology archive

Course: biology archive   >   unit 1, the scientific method.

• Controlled experiments
• The scientific method and experimental design

Introduction

• Make an observation.
• Ask a question.
• Form a hypothesis , or testable explanation.
• Make a prediction based on the hypothesis.
• Test the prediction.
• Iterate: use the results to make new hypotheses or predictions.

Scientific method example: Failure to toast

1. make an observation., 2. ask a question., 3. propose a hypothesis., 4. make predictions., 5. test the predictions..

• If the toaster does toast, then the hypothesis is supported—likely correct.
• If the toaster doesn't toast, then the hypothesis is not supported—likely wrong.

Logical possibility

Practical possibility, building a body of evidence, 6. iterate..

• If the hypothesis was supported, we might do additional tests to confirm it, or revise it to be more specific. For instance, we might investigate why the outlet is broken.
• If the hypothesis was not supported, we would come up with a new hypothesis. For instance, the next hypothesis might be that there's a broken wire in the toaster.

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scientific hypothesis

Our editors will review what you’ve submitted and determine whether to revise the article.

• National Center for Biotechnology Information - PubMed Central - On the scope of scientific hypotheses
• LiveScience - What is a scientific hypothesis?
• The Royal Society - Open Science - On the scope of scientific hypotheses

scientific hypothesis , an idea that proposes a tentative explanation about a phenomenon or a narrow set of phenomena observed in the natural world. The two primary features of a scientific hypothesis are falsifiability and testability, which are reflected in an “If…then” statement summarizing the idea and in the ability to be supported or refuted through observation and experimentation. The notion of the scientific hypothesis as both falsifiable and testable was advanced in the mid-20th century by Austrian-born British philosopher Karl Popper .

The formulation and testing of a hypothesis is part of the scientific method , the approach scientists use when attempting to understand and test ideas about natural phenomena. The generation of a hypothesis frequently is described as a creative process and is based on existing scientific knowledge, intuition , or experience. Therefore, although scientific hypotheses commonly are described as educated guesses, they actually are more informed than a guess. In addition, scientists generally strive to develop simple hypotheses, since these are easier to test relative to hypotheses that involve many different variables and potential outcomes. Such complex hypotheses may be developed as scientific models ( see scientific modeling ).

Depending on the results of scientific evaluation, a hypothesis typically is either rejected as false or accepted as true. However, because a hypothesis inherently is falsifiable, even hypotheses supported by scientific evidence and accepted as true are susceptible to rejection later, when new evidence has become available. In some instances, rather than rejecting a hypothesis because it has been falsified by new evidence, scientists simply adapt the existing idea to accommodate the new information. In this sense a hypothesis is never incorrect but only incomplete.

The investigation of scientific hypotheses is an important component in the development of scientific theory . Hence, hypotheses differ fundamentally from theories; whereas the former is a specific tentative explanation and serves as the main tool by which scientists gather data, the latter is a broad general explanation that incorporates data from many different scientific investigations undertaken to explore hypotheses.

Countless hypotheses have been developed and tested throughout the history of science . Several examples include the idea that living organisms develop from nonliving matter, which formed the basis of spontaneous generation , a hypothesis that ultimately was disproved (first in 1668, with the experiments of Italian physician Francesco Redi , and later in 1859, with the experiments of French chemist and microbiologist Louis Pasteur ); the concept proposed in the late 19th century that microorganisms cause certain diseases (now known as germ theory ); and the notion that oceanic crust forms along submarine mountain zones and spreads laterally away from them ( seafloor spreading hypothesis ).

Science and Hypothesis

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In this chapter, we will discuss the significance of a ‘hypothesis’ in a logical inquiry, a scientific investigation, and research work. We will enumerate some of the definitions of ‘hypothesis’. We will elaborate on the nature and scope of the ‘hypothesis’ and the sources to obtain a hypothesis. Further, we will explain the kinds of hypothesis with suitable examples. In the end, we will illustrate methods to verify a hypothesis in a logical inquiry and a scientific investigation.

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Werkmeister, W.H. (1948). The basis and structure of knowledge . New York: Haper and Bros Publication.

Lundberg, G.A. (1968). Social research: A study in methods of gathering data . New York: Greenwood Press.

Black, J. A., and Champion, D.J. (1976). Method and issues in social research . New York: John Wiley & Sons.

Goode, W.J., and Hatt, P.K. (1971). Methods in social research . New York: McGraw-Hill Publication.

https://www.merriam-webster.com/dictionary/hypothesis .

Sarantakos, S. (2005) (3rd Edition). Social research . New York: Palgrave Macmillan.

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What is a scientific hypothesis?

It's the initial building block in the scientific method.

Hypothesis basics

What makes a hypothesis testable.

• Types of hypotheses
• Hypothesis versus theory

Additional resources

Bibliography.

A scientific hypothesis is a tentative, testable explanation for a phenomenon in the natural world. It's the initial building block in the scientific method . Many describe it as an "educated guess" based on prior knowledge and observation. While this is true, a hypothesis is more informed than a guess. While an "educated guess" suggests a random prediction based on a person's expertise, developing a hypothesis requires active observation and background research. 

The basic idea of a hypothesis is that there is no predetermined outcome. For a solution to be termed a scientific hypothesis, it has to be an idea that can be supported or refuted through carefully crafted experimentation or observation. This concept, called falsifiability and testability, was advanced in the mid-20th century by Austrian-British philosopher Karl Popper in his famous book "The Logic of Scientific Discovery" (Routledge, 1959).

A key function of a hypothesis is to derive predictions about the results of future experiments and then perform those experiments to see whether they support the predictions.

A hypothesis is usually written in the form of an if-then statement, which gives a possibility (if) and explains what may happen because of the possibility (then). The statement could also include "may," according to California State University, Bakersfield .

Here are some examples of hypothesis statements:

• If garlic repels fleas, then a dog that is given garlic every day will not get fleas.
• If sugar causes cavities, then people who eat a lot of candy may be more prone to cavities.
• If ultraviolet light can damage the eyes, then maybe this light can cause blindness.

A useful hypothesis should be testable and falsifiable. That means that it should be possible to prove it wrong. A theory that can't be proved wrong is nonscientific, according to Karl Popper's 1963 book " Conjectures and Refutations ."

An example of an untestable statement is, "Dogs are better than cats." That's because the definition of "better" is vague and subjective. However, an untestable statement can be reworded to make it testable. For example, the previous statement could be changed to this: "Owning a dog is associated with higher levels of physical fitness than owning a cat." With this statement, the researcher can take measures of physical fitness from dog and cat owners and compare the two.

Types of scientific hypotheses

In an experiment, researchers generally state their hypotheses in two ways. The null hypothesis predicts that there will be no relationship between the variables tested, or no difference between the experimental groups. The alternative hypothesis predicts the opposite: that there will be a difference between the experimental groups. This is usually the hypothesis scientists are most interested in, according to the University of Miami .

For example, a null hypothesis might state, "There will be no difference in the rate of muscle growth between people who take a protein supplement and people who don't." The alternative hypothesis would state, "There will be a difference in the rate of muscle growth between people who take a protein supplement and people who don't."

If the results of the experiment show a relationship between the variables, then the null hypothesis has been rejected in favor of the alternative hypothesis, according to the book " Research Methods in Psychology " (​​BCcampus, 2015). 

There are other ways to describe an alternative hypothesis. The alternative hypothesis above does not specify a direction of the effect, only that there will be a difference between the two groups. That type of prediction is called a two-tailed hypothesis. If a hypothesis specifies a certain direction — for example, that people who take a protein supplement will gain more muscle than people who don't — it is called a one-tailed hypothesis, according to William M. K. Trochim , a professor of Policy Analysis and Management at Cornell University.

Sometimes, errors take place during an experiment. These errors can happen in one of two ways. A type I error is when the null hypothesis is rejected when it is true. This is also known as a false positive. A type II error occurs when the null hypothesis is not rejected when it is false. This is also known as a false negative, according to the University of California, Berkeley . 

A hypothesis can be rejected or modified, but it can never be proved correct 100% of the time. For example, a scientist can form a hypothesis stating that if a certain type of tomato has a gene for red pigment, that type of tomato will be red. During research, the scientist then finds that each tomato of this type is red. Though the findings confirm the hypothesis, there may be a tomato of that type somewhere in the world that isn't red. Thus, the hypothesis is true, but it may not be true 100% of the time.

Scientific theory vs. scientific hypothesis

The best hypotheses are simple. They deal with a relatively narrow set of phenomena. But theories are broader; they generally combine multiple hypotheses into a general explanation for a wide range of phenomena, according to the University of California, Berkeley . For example, a hypothesis might state, "If animals adapt to suit their environments, then birds that live on islands with lots of seeds to eat will have differently shaped beaks than birds that live on islands with lots of insects to eat." After testing many hypotheses like these, Charles Darwin formulated an overarching theory: the theory of evolution by natural selection.

"Theories are the ways that we make sense of what we observe in the natural world," Tanner said. "Theories are structures of ideas that explain and interpret facts." 

• Read more about writing a hypothesis, from the American Medical Writers Association.
• Find out why a hypothesis isn't always necessary in science, from The American Biology Teacher.
• Learn about null and alternative hypotheses, from Prof. Essa on YouTube .

Encyclopedia Britannica. Scientific Hypothesis. Jan. 13, 2022. https://www.britannica.com/science/scientific-hypothesis

Karl Popper, "The Logic of Scientific Discovery," Routledge, 1959.

California State University, Bakersfield, "Formatting a testable hypothesis." https://www.csub.edu/~ddodenhoff/Bio100/Bio100sp04/formattingahypothesis.htm  

Karl Popper, "Conjectures and Refutations," Routledge, 1963.

Price, P., Jhangiani, R., & Chiang, I., "Research Methods of Psychology — 2nd Canadian Edition," BCcampus, 2015.‌

University of Miami, "The Scientific Method" http://www.bio.miami.edu/dana/161/evolution/161app1_scimethod.pdf  

William M.K. Trochim, "Research Methods Knowledge Base," https://conjointly.com/kb/hypotheses-explained/  

University of California, Berkeley, "Multiple Hypothesis Testing and False Discovery Rate" https://www.stat.berkeley.edu/~hhuang/STAT141/Lecture-FDR.pdf  

University of California, Berkeley, "Science at multiple levels" https://undsci.berkeley.edu/article/0_0_0/howscienceworks_19

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Developing a Hypothesis

Rajiv S. Jhangiani; I-Chant A. Chiang; Carrie Cuttler; and Dana C. Leighton

Learning Objectives

• Distinguish between a theory and a hypothesis.
• Discover how theories are used to generate hypotheses and how the results of studies can be used to further inform theories.
• Understand the characteristics of a good hypothesis.

Theories and Hypotheses

Before describing how to develop a hypothesis, it is important to distinguish between a theory and a hypothesis. A  theory  is a coherent explanation or interpretation of one or more phenomena. Although theories can take a variety of forms, one thing they have in common is that they go beyond the phenomena they explain by including variables, structures, processes, functions, or organizing principles that have not been observed directly. Consider, for example, Zajonc’s theory of social facilitation and social inhibition (1965) [1] . He proposed that being watched by others while performing a task creates a general state of physiological arousal, which increases the likelihood of the dominant (most likely) response. So for highly practiced tasks, being watched increases the tendency to make correct responses, but for relatively unpracticed tasks, being watched increases the tendency to make incorrect responses. Notice that this theory—which has come to be called drive theory—provides an explanation of both social facilitation and social inhibition that goes beyond the phenomena themselves by including concepts such as “arousal” and “dominant response,” along with processes such as the effect of arousal on the dominant response.

Outside of science, referring to an idea as a theory often implies that it is untested—perhaps no more than a wild guess. In science, however, the term theory has no such implication. A theory is simply an explanation or interpretation of a set of phenomena. It can be untested, but it can also be extensively tested, well supported, and accepted as an accurate description of the world by the scientific community. The theory of evolution by natural selection, for example, is a theory because it is an explanation of the diversity of life on earth—not because it is untested or unsupported by scientific research. On the contrary, the evidence for this theory is overwhelmingly positive and nearly all scientists accept its basic assumptions as accurate. Similarly, the “germ theory” of disease is a theory because it is an explanation of the origin of various diseases, not because there is any doubt that many diseases are caused by microorganisms that infect the body.

A  hypothesis , on the other hand, is a specific prediction about a new phenomenon that should be observed if a particular theory is accurate. It is an explanation that relies on just a few key concepts. Hypotheses are often specific predictions about what will happen in a particular study. They are developed by considering existing evidence and using reasoning to infer what will happen in the specific context of interest. Hypotheses are often but not always derived from theories. So a hypothesis is often a prediction based on a theory but some hypotheses are a-theoretical and only after a set of observations have been made, is a theory developed. This is because theories are broad in nature and they explain larger bodies of data. So if our research question is really original then we may need to collect some data and make some observations before we can develop a broader theory.

Theories and hypotheses always have this  if-then  relationship. “ If   drive theory is correct,  then  cockroaches should run through a straight runway faster, and a branching runway more slowly, when other cockroaches are present.” Although hypotheses are usually expressed as statements, they can always be rephrased as questions. “Do cockroaches run through a straight runway faster when other cockroaches are present?” Thus deriving hypotheses from theories is an excellent way of generating interesting research questions.

But how do researchers derive hypotheses from theories? One way is to generate a research question using the techniques discussed in this chapter  and then ask whether any theory implies an answer to that question. For example, you might wonder whether expressive writing about positive experiences improves health as much as expressive writing about traumatic experiences. Although this  question  is an interesting one  on its own, you might then ask whether the habituation theory—the idea that expressive writing causes people to habituate to negative thoughts and feelings—implies an answer. In this case, it seems clear that if the habituation theory is correct, then expressive writing about positive experiences should not be effective because it would not cause people to habituate to negative thoughts and feelings. A second way to derive hypotheses from theories is to focus on some component of the theory that has not yet been directly observed. For example, a researcher could focus on the process of habituation—perhaps hypothesizing that people should show fewer signs of emotional distress with each new writing session.

Among the very best hypotheses are those that distinguish between competing theories. For example, Norbert Schwarz and his colleagues considered two theories of how people make judgments about themselves, such as how assertive they are (Schwarz et al., 1991) [2] . Both theories held that such judgments are based on relevant examples that people bring to mind. However, one theory was that people base their judgments on the  number  of examples they bring to mind and the other was that people base their judgments on how  easily  they bring those examples to mind. To test these theories, the researchers asked people to recall either six times when they were assertive (which is easy for most people) or 12 times (which is difficult for most people). Then they asked them to judge their own assertiveness. Note that the number-of-examples theory implies that people who recalled 12 examples should judge themselves to be more assertive because they recalled more examples, but the ease-of-examples theory implies that participants who recalled six examples should judge themselves as more assertive because recalling the examples was easier. Thus the two theories made opposite predictions so that only one of the predictions could be confirmed. The surprising result was that participants who recalled fewer examples judged themselves to be more assertive—providing particularly convincing evidence in favor of the ease-of-retrieval theory over the number-of-examples theory.

Theory Testing

The primary way that scientific researchers use theories is sometimes called the hypothetico-deductive method  (although this term is much more likely to be used by philosophers of science than by scientists themselves). Researchers begin with a set of phenomena and either construct a theory to explain or interpret them or choose an existing theory to work with. They then make a prediction about some new phenomenon that should be observed if the theory is correct. Again, this prediction is called a hypothesis. The researchers then conduct an empirical study to test the hypothesis. Finally, they reevaluate the theory in light of the new results and revise it if necessary. This process is usually conceptualized as a cycle because the researchers can then derive a new hypothesis from the revised theory, conduct a new empirical study to test the hypothesis, and so on. As  Figure 2.3  shows, this approach meshes nicely with the model of scientific research in psychology presented earlier in the textbook—creating a more detailed model of “theoretically motivated” or “theory-driven” research.

As an example, let us consider Zajonc’s research on social facilitation and inhibition. He started with a somewhat contradictory pattern of results from the research literature. He then constructed his drive theory, according to which being watched by others while performing a task causes physiological arousal, which increases an organism’s tendency to make the dominant response. This theory predicts social facilitation for well-learned tasks and social inhibition for poorly learned tasks. He now had a theory that organized previous results in a meaningful way—but he still needed to test it. He hypothesized that if his theory was correct, he should observe that the presence of others improves performance in a simple laboratory task but inhibits performance in a difficult version of the very same laboratory task. To test this hypothesis, one of the studies he conducted used cockroaches as subjects (Zajonc, Heingartner, & Herman, 1969) [3] . The cockroaches ran either down a straight runway (an easy task for a cockroach) or through a cross-shaped maze (a difficult task for a cockroach) to escape into a dark chamber when a light was shined on them. They did this either while alone or in the presence of other cockroaches in clear plastic “audience boxes.” Zajonc found that cockroaches in the straight runway reached their goal more quickly in the presence of other cockroaches, but cockroaches in the cross-shaped maze reached their goal more slowly when they were in the presence of other cockroaches. Thus he confirmed his hypothesis and provided support for his drive theory. (Zajonc also showed that drive theory existed in humans [Zajonc & Sales, 1966] [4] in many other studies afterward).

Incorporating Theory into Your Research

When you write your research report or plan your presentation, be aware that there are two basic ways that researchers usually include theory. The first is to raise a research question, answer that question by conducting a new study, and then offer one or more theories (usually more) to explain or interpret the results. This format works well for applied research questions and for research questions that existing theories do not address. The second way is to describe one or more existing theories, derive a hypothesis from one of those theories, test the hypothesis in a new study, and finally reevaluate the theory. This format works well when there is an existing theory that addresses the research question—especially if the resulting hypothesis is surprising or conflicts with a hypothesis derived from a different theory.

To use theories in your research will not only give you guidance in coming up with experiment ideas and possible projects, but it lends legitimacy to your work. Psychologists have been interested in a variety of human behaviors and have developed many theories along the way. Using established theories will help you break new ground as a researcher, not limit you from developing your own ideas.

Characteristics of a Good Hypothesis

There are three general characteristics of a good hypothesis. First, a good hypothesis must be testable and falsifiable . We must be able to test the hypothesis using the methods of science and if you’ll recall Popper’s falsifiability criterion, it must be possible to gather evidence that will disconfirm the hypothesis if it is indeed false. Second, a good hypothesis must be logical. As described above, hypotheses are more than just a random guess. Hypotheses should be informed by previous theories or observations and logical reasoning. Typically, we begin with a broad and general theory and use  deductive reasoning to generate a more specific hypothesis to test based on that theory. Occasionally, however, when there is no theory to inform our hypothesis, we use  inductive reasoning  which involves using specific observations or research findings to form a more general hypothesis. Finally, the hypothesis should be positive. That is, the hypothesis should make a positive statement about the existence of a relationship or effect, rather than a statement that a relationship or effect does not exist. As scientists, we don’t set out to show that relationships do not exist or that effects do not occur so our hypotheses should not be worded in a way to suggest that an effect or relationship does not exist. The nature of science is to assume that something does not exist and then seek to find evidence to prove this wrong, to show that it really does exist. That may seem backward to you but that is the nature of the scientific method. The underlying reason for this is beyond the scope of this chapter but it has to do with statistical theory.

• Zajonc, R. B. (1965). Social facilitation.  Science, 149 , 269–274 ↵
• Schwarz, N., Bless, H., Strack, F., Klumpp, G., Rittenauer-Schatka, H., & Simons, A. (1991). Ease of retrieval as information: Another look at the availability heuristic.  Journal of Personality and Social Psychology, 61 , 195–202. ↵
• Zajonc, R. B., Heingartner, A., & Herman, E. M. (1969). Social enhancement and impairment of performance in the cockroach.  Journal of Personality and Social Psychology, 13 , 83–92. ↵
• Zajonc, R.B. & Sales, S.M. (1966). Social facilitation of dominant and subordinate responses. Journal of Experimental Social Psychology, 2 , 160-168. ↵

A coherent explanation or interpretation of one or more phenomena.

A specific prediction about a new phenomenon that should be observed if a particular theory is accurate.

A cyclical process of theory development, starting with an observed phenomenon, then developing or using a theory to make a specific prediction of what should happen if that theory is correct, testing that prediction, refining the theory in light of the findings, and using that refined theory to develop new hypotheses, and so on.

The ability to test the hypothesis using the methods of science and the possibility to gather evidence that will disconfirm the hypothesis if it is indeed false.

Developing a Hypothesis Copyright © by Rajiv S. Jhangiani; I-Chant A. Chiang; Carrie Cuttler; and Dana C. Leighton is licensed under a Creative Commons Attribution-NonCommercial-ShareAlike 4.0 International License , except where otherwise noted.

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5.4 Types of Inferences

Learning objectives.

By the end of this section, you will be able to:

• Define deductive, inductive, and abductive inferences.
• Classify inferences as deductive, inductive, or abductive.
• Explain different explanatory virtues used in abductive reasoning.

Inferences can be deductive, inductive, or abductive. Deductive inferences are the strongest because they can guarantee the truth of their conclusions. Inductive inferences are the most widely used, but they do not guarantee the truth and instead deliver conclusions that are probably true. Abductive inferences also deal in probability.

Deductive Reasoning

Deductive inferences, which are inferences arrived at through deduction (deductive reasoning), can guarantee truth because they focus on the structure of arguments. Here is an example:

• Either you can go to the movies tonight, or you can go to the party tomorrow.
• You cannot go to the movies tonight.
• So, you can go to the party tomorrow.

This argument is good, and you probably knew it was good even without thinking too much about it. The argument uses “or,” which means that at least one of the two statements joined by the “or” must be true. If you find out that one of the two statements joined by “or” is false, you know that the other statement is true by using deduction. Notice that this inference works no matter what the statements are. Take a look at the structure of this form of reasoning:

• X or Y is true.
• X is not true.
• Therefore, Y is true.

By replacing the statements with variables, we get to the form of the initial argument above. No matter what statements you replace X and Y with, if those statements are true, then the conclusion must be true as well. This common argument form is called a disjunctive syllogism.

Valid Deductive Inferences

A good deductive inference is called a valid inference , meaning its structure guarantees the truth of its conclusion given the truth of the premises. Pay attention to this definition. The definition does not say that valid arguments have true conclusions. Validity is a property of the logical forms of arguments, and remember that logic and truth are distinct. The definition states that valid arguments have a form such that if the premises are true, then the conclusion must be true. You can test a deductive inference’s validity by testing whether the premises lead to the conclusion. If it is impossible for the conclusion to be false when the premises are assumed to be true, then the argument is valid.

Deductive reasoning can use a number of valid argument structures:

Disjunctive Syllogism :

• Therefore X.

Modus Ponens :

• If X, then Y.
• Therefore Y.

Modus Tollens :

• Therefore, not X.

You saw the first form, disjunctive syllogism, in the previous example. The second form, modus ponens, uses a conditional, and if you think about necessary and sufficient conditions already discussed, then the validity of this inference becomes apparent. The conditional in premise 1 expresses that X is sufficient for Y. So if X is true, then Y must be true. And premise 2 states that X is true. So the conclusion (the truth of Y) necessarily follows. You can also use your knowledge of necessary and sufficient conditions to understand the last form, modus tollens. Remember, in a conditional, the consequent is the necessary condition. So Y is necessary for X. But premise 2 states that Y is not true. Because Y must be the case if X is the case, and we are told that Y is false, then we know that X is also false. These three examples are only a few of the numerous possible valid inferences.

Invalid Deductive Inferences

A bad deductive inference is called an invalid inference . In invalid inferences, their structure does not guarantee the truth of the conclusion—that is to say, even if the premises are true, the conclusion may be false. This does not mean that the conclusion must be false, but that we simply cannot know whether the conclusion is true or false. Here is an example of an invalid inference:

• If it snows more than three inches, the schools are mandated to close.
• The schools closed.
• Therefore, it snowed more than three inches.

If the premises of this argument are true (and we assume they are), it may or may not have snowed more than three inches. Schools close for many reasons besides snow. Perhaps the school district experienced a power outage or a hurricane warning was issued for the area. Again, you can use your knowledge of necessary and sufficient conditions to understand why this form is invalid. Premise 2 claims that the necessary condition is the case. But the truth of the necessary condition does not guarantee that the sufficient condition is true. The conditional states that the closing of schools is guaranteed when it has snowed more than 3 inches, not that snow of more than 3 inches is guaranteed if the schools are closed.

Invalid deductive inferences can also take general forms. Here are two common invalid inference forms:

Affirming the Consequent:

• Therefore, X.

Denying the Antecedent:

• Therefore, not Y.

You saw the first form, affirming the consequent, in the previous example concerning school closures. The fallacy is so called because the truth of the consequent (the necessary condition) is affirmed to infer the truth of the antecedent statement. The second form, denying the antecedent, occurs when the truth of the antecedent statement is denied to infer that the consequent is false. Your knowledge of sufficiency will help you understand why this inference is invalid. The truth of the antecedent (the sufficient condition) is only enough to know the truth of the consequent. But there may be more than one way for the consequent to be true, which means that the falsity of the sufficient condition does not guarantee that the consequent is false. Going back to an earlier example, that a creature is not a dog does not let you infer that it is not a mammal, even though being a dog is sufficient for being a mammal. Watch the video below for further examples of conditional reasoning. See if you can figure out which incorrect selection is structurally identical to affirming the consequent or denying the antecedent.

The Wason Selection Task

Testing deductive inferences.

Earlier it was explained that logical analysis involves assuming the premises of an argument are true and then determining whether the conclusion logically follows, given the truth of those premises. For deductive arguments, if you can come up with a scenario where the premises are true but the conclusion is false, you have proven that the argument is invalid. An instance of a deductive argument where the premises are all true but the conclusion false is called a counterexample . As with counterexamples to statements, counterexamples to arguments are simply instances that run counter to the argument. Counterexamples to statements show that the statement is false, while counterexamples to deductive arguments show that the argument is invalid. Complete the exercise below to get a better understanding of coming up with counterexamples to prove invalidity.

Think Like a Philosopher

Using the sample arguments given, come up with a counterexample to prove that the argument is invalid. A counterexample is a scenario in which the premises are true but the conclusion is false. Solutions are provided below.

Argument 1:

• If an animal is a dog, then it is a mammal.
• Charlie is not a dog.
• Therefore, Charlie is not a mammal.

Argument 2:

• All desserts are sweet foods.
• Some sweet foods are low fat.
• So all desserts are low fat.

Argument 3:

• If Jad doesn’t finish his homework on time, he won’t go to the party.
• Jad doesn’t go to the party.
• Jad didn’t finish his homework on time.

When you have completed your work on the three arguments, check your answers against the solutions below.

Solution 1: Invalid. If you imagine that Charlie is a cat (or other animal that is not a dog but is a mammal), then both the premises are true, while the conclusion is false. Charlie is not a dog, but Charlie is a mammal.

Solution 2: Invalid. Buttercream cake is a counterexample. Buttercream cake is a dessert and is sweet, which shows that not all desserts are low fat.

Solution3: Invalid. Assuming the first two premises are true, you can still imagine that Jad is too tired after finishing his homework and decides not to go to the party, thus making the conclusion false.

Inductive Inferences

When we reason inductively, we gather evidence using our experience of the world and draw general conclusions based on that experience. Inductive reasoning (induction) is also the process by which we use general beliefs we have about the world to create beliefs about our particular experiences or about what to expect in the future. Someone can use their past experiences of eating beets and absolutely hating them to conclude that they do not like beets of any kind, cooked in any manner. They can then use this conclusion to avoid ordering a beet salad at a restaurant because they have good reason to believe they will not like it. Because of the nature of experience and inductive inference, this method can never guarantee the truth of our beliefs. At best, inductive inference generates only probable true conclusions because it goes beyond the information contained in the premises. In the example, past experience with beets is concrete information, but the person goes beyond that information when making the general claim that they will dislike all beets (even those varieties they’ve never tasted and even methods of preparing beets they’ve never tried).

Consider a belief as certain as “the sun will rise tomorrow.” The Scottish philosopher David Hume famously argued against the certainty of this belief nearly three centuries ago ([1748, 1777] 2011, IV, i). Yes, the sun has risen every morning of recorded history (in truth, we have witnessed what appears to be the sun rising, which is a result of the earth spinning on its axis and creating the phenomenon of night and day). We have the science to explain why the sun will continue to rise (because the earth’s rotation is a stable phenomenon). Based on the current science, we can reasonably conclude that the sun will rise tomorrow morning. But is this proposition certain ? To answer this question, you have to think like a philosopher, which involves thinking critically about alternative possibilities. Say the earth gets hit by a massive asteroid that destroys it, or the sun explodes into a supernova that encompasses the inner planets and incinerates them. These events are extremely unlikely to occur, although no contradiction arises in imagining that they could take place. We believe the sun will rise tomorrow, and we have good reason for this belief, but the sun’s rising is still only probable (even if it is nearly certain).

While inductive inferences are not always a sure thing, they can still be quite reliable. In fact, a good deal of what we think we know is known through induction. Moreover, while deductive reasoning can guarantee the truth of conclusions if the premises are true, many times the premises themselves of deductive arguments are inductively known. In studying philosophy, we need to get used to the possibility that our inductively derived beliefs could be wrong.

There are several types of inductive inferences, but for the sake of brevity, this section will cover the three most common types: reasoning from specific instances to generalities, reasoning from generalities to specific instances, and reasoning from the past to the future.

Reasoning from Specific Instances to Generalities

Perhaps I experience several instances of some phenomenon, and I notice that all instances share a similar feature. For example, I have noticed that every year, around the second week of March, the red-winged blackbirds return from wherever they’ve wintering. So I can conclude that generally the red-winged blackbirds return to the area where I live (and observe them) in the second week of March. All my evidence is gathered from particular instances, but my conclusion is a general one. Here is the pattern:

Instance 1 , Instance 2 , Instance 3  . . . Instance n --> Generalization

And because each instance serves as a reason in support of the generalization, the instances are premises in the argument form of this type of inductive inference:

Specific to General Inductive Argument Form:

• General Conclusion

Reasoning from Generalities to Specific Instances

Induction can work in the opposite direction as well: reasoning from accepted generalizations to specific instances. This feature of induction relies on the fact that we are learners and that we learn from past experiences and from one another. Much of what we learn is captured in generalizations. You have probably accepted many generalizations from your parents, teachers, and peers. You probably believe that a red “STOP” sign on the road means that when you are driving and see this sign, you must bring your car to a full stop. You also probably believe that water freezes at 32° Fahrenheit and that smoking cigarettes is bad for you. When you use accepted generalizations to predict or explain things about the world, you are using induction. For example, when you see that the nighttime low is predicted to be 30°F, you may surmise that the water in your birdbath will be frozen when you get up in the morning.

Some thought processes use more than one type of inductive inference. Take the following example:

Every cat I have ever petted doesn’t tolerate its tail being pulled. So this cat probably will not tolerate having its tail pulled.

Notice that this reasoner has gone through a series of instances to make an inference about one additional instance. In doing so, the reasoner implicitly assumed a generalization along the way. The reasoner’s implicit generalization is that no cat likes its tail being pulled. They then use that generalization to determine that they shouldn’t pull the tail of the cat in front of them now. A reasoner can use several instances in their experience as premises to draw a general conclusion and then use that generalization as a premise to draw a conclusion about a specific new instance.

Inductive reasoning finds its way into everyday expressions, such as “Where there is smoke, there is fire.” When people see smoke, they intuitively come to believe that there is fire. This is the result of inductive reasoning. Consider your own thought process as you examine Figure 5.5 .

Reasoning from Past to Future

We often use inductive reasoning to predict what will happen in the future. Based on our ample experience of the past, we have a basis for prediction. Reasoning from the past to the future is similar to reasoning from specific instances to generalities. We have experience of events across time, we notice patterns concerning the occurrence of those events at particular times, and then we reason that the event will happen again in the future. For example:

I see my neighbor walking her dog every morning. So my neighbor will probably walk her dog this morning.

Could the person reasoning this way be wrong? Yes—the neighbor could be sick, or the dog could be at the vet. But depending upon the regularity of the morning dog walks and on the number of instances (say the neighbor has walked the dog every morning for the past year), the inference could be strong in spite of the fact that it is possible for it to be wrong.

Strong Inductive Inferences

The strength of inductive inferences depends upon the reliability of premises given as evidence and their relation to the conclusions drawn. A strong inductive inference is one where, if the evidence offered is true, then the conclusion is probably true. A weak inductive inference is one where, if the evidence offered is true, the conclusion is not probably true. But just how strong an inference needs to be to be considered good is context dependent. The word “probably” is vague. If something is more probable than not, then it needs at least a 51 percent chance of happening. However, in most instances, we would expect to have a much higher probability bar to consider an inference to be strong. As an example of this context dependence, compare the probability accepted as strong in gambling to the much higher probability of accuracy we expect in determining guilt in a court of law.

Figure 5.6 illustrates three forms of reasoning are used in the scientific method. Induction is used to glean patterns and generalizations, from which hypotheses are made. Hypotheses are tested, and if they remain unfalsified, induction is used again to assume support for the hypothesis.

Abductive Reasoning

Abductive reasoning is similar to inductive reasoning in that both forms of inference are probabilistic. However, they differ in the relationship of the premises to the conclusion. In inductive argumentation, the evidence in the premises is used to justify the conclusion. In abductive reasoning, the conclusion is meant to explain the evidence offered in the premises. In induction the premises explain the conclusion, but in abduction the conclusion explains the premises. 

Inference to the Best Explanation

Because abduction reasons from evidence to the most likely explanation for that evidence, it is often called “inference to the best explanation.” We start with a set of data and attempt to come up with some unifying hypothesis that can best explain the existence of those data. Given this structure, the evidence to be explained is usually accepted as true by all parties involved. The focus is not the truth of the evidence, but rather what the evidence means.

Although you may not be aware, you regularly use this form of reasoning. Let us say your car won’t start, and the engine won’t even turn over. Furthermore, you notice that the radio and display lights are not on, even when the key is in and turned to the ON position. Given this evidence, you conclude that the best explanation is that there is a problem with the battery (either it is not connected or is dead). Or perhaps you made pumpkin bread in the morning, but it is not on the counter where you left it when you get home. There are crumbs on the floor, and the bag it was in is also on the floor, torn to shreds. You own a dog who was inside all day. The dog in question is on the couch, head hanging low, ears back, avoiding eye contact. Given the evidence, you conclude that the best explanation for the missing bread is that the dog ate it.

Detectives and forensic investigators use abduction to come up with the best explanation for how a crime was committed and by whom. This form of reasoning is also indispensable to scientists who use observations (evidence) along with accepted hypotheses to create new hypotheses for testing. You may also recognize abduction as a form of reasoning used in medical diagnoses. A doctor considers all your symptoms and any further evidence gathered from preliminarily tests and reasons to the best possible conclusion (a diagnosis) for your illness.

Explanatory Virtues

Good abductive inferences share certain features. Explanatory virtues are aspects of an explanation that generally make it strong. There are many explanatory virtues, but we will focus on four. A good hypothesis should be explanatory, simple , and conservative and must have depth .

To say that a hypothesis must be explanatory simply means that it must explain all the available evidence. The word “explanatory” for our purposes is being used in a narrower sense than used in everyday language. Take the pumpkin bread example: a person might reason that perhaps their roommate ate the loaf of pumpkin bread. However, such an explanation would not explain why the crumbs and bag were on the floor, nor the guilty posture of the dog. People do not normally eat an entire loaf of pumpkin bread, and if they do, they don’t eviscerate the bag while doing so, and even if they did, they’d probably hide the evidence. Thus, the explanation that your roommate ate the bread isn’t as explanatory as the one that pinpoints your dog as the culprit.

But what if you reason that a different dog got into the house and ate the bread, then got out again, and your dog looks guilty because he did nothing to stop the intruder? This explanation seems to explain the missing bread, but it is not as good as the simpler explanation that your dog is the perpetrator. A good explanation is often simple . You may have heard of Occam’s razor , formulated by William of Ockham (1287–1347), which says that the simplest explanation is the best explanation. Ockham said that “entities should not be multiplied beyond necessity” (Spade & Panaccio 2019). By “entities,” Ockham meant concepts or mechanisms or moving parts.

Examples of explanations that lack simplicity abound. For example, conspiracy theories present the very opposite of simplicity since such explanations are by their very nature complex. Conspiracy theories must posit plots, underhanded dealings, cover-ups (to explain the existence of alternative evidence), and maniacal people to explain phenomena and to further explain away the simpler explanation for those phenomena. Conspiracy theories are never simple, but that is not the only reason they are suspect. Conspiracy theories also generally lack the virtues of being conservative and having depth .

A conservative explanation maintains or conserves much of what we already believe. Conservativeness in science is when a theory or hypothesis fits with other established scientific theories and explanations. For example, a theory that accounts for some physical phenomenon but also does not violate Newton’s first law of motion is an example of a conservative theory. On the other hand, consider the conspiracy theory that we never landed on the moon. Someone might posit that the televised Apollo 11 space landing was filmed in a secret studio somewhere. But the reality of the first televised moon landing is not the only belief we must get rid of to maintain the theory. Five more manned moon landings occurred. Furthermore, the reality of the moon landings fits into beliefs about technological advancement over the next five decades. Many of the technologies developed were later adopted by the military and private sector (NASA, n.d.). Moreover, the Apollo missions are a key factor in understanding the space race of the Cold War era. Accepting the conspiracy theory requires rejecting a wide range of beliefs, and so the theory is not conservative.

A conspiracy theorist may offer alternative explanations to account for the tension between their explanation and established beliefs. However, for each explanation the conspiracist offers, more questions are raised. And a good explanation should not raise more questions than it answers. This characteristic is the virtue of depth . A deep explanation avoids unexplained explainers, or an explanation that itself is in need of explanation. For example, the theorist might claim that John Glenn and the other astronauts were brainwashed to explain the astronauts’ firsthand accounts. But this claim raises a question about how brainwashing works. Furthermore, what about the accounts of the thousands of other personnel who worked on the project? Were they all brainwashed? And if so, how? The conspiracy theorist’s explanation raises more questions than it answers.

Extraordinary Claims Require Extraordinary Evidence

Is it possible that our established beliefs (or scientific theories) could be wrong? Why give precedence to an explanation because it upholds our beliefs? Scientific thought would never have advanced if we deferred to conservative explanations all the time. In fact, the explanatory virtues are not laws but rules of thumb, none of which are supreme or necessary. Sometimes the correct explanation is more complicated, and sometimes the correct explanation will require that we give up long-held beliefs. Novel and revolutionary explanations can be strong if they have evidence to back them up. In the sciences, this approach is expressed in the following principle: Extraordinary claims will require extraordinary evidence. In other words, a novel claim that disrupts accepted knowledge will need more evidence to make it credible than a claim that already aligns with accepted knowledge.

Table 5.2 summarizes the three types of inferences just discussed.

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• Authors: Nathan Smith
• Publisher/website: OpenStax
• Book title: Introduction to Philosophy
• Publication date: Jun 15, 2022
• Location: Houston, Texas
• Book URL: https://openstax.org/books/introduction-philosophy/pages/1-introduction
• Section URL: https://openstax.org/books/introduction-philosophy/pages/5-4-types-of-inferences

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Logic and Mathematical Statements

Worked examples, if...then... statements, mini-lecture..

Example. Consider the statement "$x > 0 \Rightarrow x+1>0$". Is this statement true or false?

Example. consider the statement "if $x$ is a positive integer or a solution to $x+3>4$, then $x>0$ and $x> \frac{1}{2}$." is this statement true, example. consider the statement "$0>1 \rightarrow \sin x = 2$". is this statement true or false.